SEC Form 4 · accession 0000878560-18-000078

CalAtlantic Group, Inc. · CAA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & CFO

Period of report

Feb 12, 2018

Accepted (ET)

Feb 13, 2018 · 12:58 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000878560

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 12, 2018	J	137,992	—	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Non-Qualified Stock Option (right to buy)^F2	$19.00	Feb 12, 2018	J	115,000	D	Jun 1, 2011	Jun 1, 2018	Common Stock	115,000	D
Stock Appreciation Right^F3	$41.16	Feb 12, 2018	J	14,612	D	Oct 1, 2016	Oct 1, 2020	Common Stock	14,612	D
Stock Appreciation Right^F3	$44.55	Feb 12, 2018	J	44,322	D	Apr 1, 2016	Apr 1, 2020	Common Stock	44,322	D

F1On February 12, 2018, these shares were exchanged for shares of Lennar Corporation ("Lennar") in connection with the closing of the merger (the "Merger"), pursuant to terms of that certain Agreement and Plan of Merger, dated October 29, 2017, by and among the Company, Cheetah Cub Group Corp. ("Merger Sub") and Lennar, the sole shareholder of Merger Sub.
F2On February 12, 2018, the options to purchase shares of the Company's common stock were exchanged for options to purchase shares of Lennar Corporation in connection with the closing of the Merger.
F3On February 12, 2018, the stock appreciation rights were exchanged for stock appreciation rights of Lennar Corporation in connection with the closing of the Merger.