SEC Form 4 · accession 0000878560-18-000028
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Joseph McCall
Officer — EVP & CFO
Period of report
Jan 11, 2018
Accepted (ET)
Jan 12, 2018 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2018 | M | 14,310 | $42.20 | A | 127,829 | D | |
| Common StockF2 | Jan 11, 2018 | F | 5,737 | $62.20 | D | 122,092 | D | |
| Common StockF3 | Jan 11, 2018 | M | 9,386 | $41.16 | A | 131,478 | D | |
| Common StockF4 | Jan 11, 2018 | F | 3,084 | $61.16 | D | 128,394 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF5 | $41.16 | Jan 11, 2018 | M | 29,226 | D | Oct 1, 2016 | Oct 1, 2020 | Common Stock | 9,386 | 14,612 | D |
| Stock Appreciation RightF6 | $42.20 | Jan 11, 2018 | M | 44,555 | D | Apr 1, 2015 | Apr 1, 2019 | Common Stock | 14,310 | 0 | D |
Explanation of responses
- F1Shares received in connection with exercise and hold of stock appreciation right expiring on April 1, 2019.
- F2Shares forfeited to Company to satisfy tax withholding relating to exercise and hold of stock appreciation right expiring on April 1, 2019.
- F3Shares received in connection with exercise and hold of stock appreciation right expiring on October 1, 2020.
- F4Shares forfeited to Company to satisfy tax withholding relating to exercise and hold of stock appreciation right expiring on October 1, 2020.
- F5Exercise and hold of stock appreciation right expiring on October 1, 2020.
- F6Exercise and hold of stock appreciation right expiring on April 1, 2019.