SEC Form 4 · accession 0000878560-18-000019
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy L Marlett
Officer — CMO & EVP Sales & Marketing
Period of report
Jan 10, 2018
Accepted (ET)
Jan 10, 2018 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2018 | M | 3,909 | $41.16 | A | 68,065 | D | |
| Common StockF2 | Jan 10, 2018 | F | 2,159 | $61.04 | D | 65,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $41.16 | Jan 10, 2018 | M | 12,003 | D | Oct 1, 2016 | Oct 1, 2020 | Common Stock | 3,909 | 6,001 | D |
Explanation of responses
- F1Shares received in connection with exercise and hold of stock appreciation right expiring on October 1, 2020.
- F2Shares forfeited to Company to satisfy tax withholding relating to exercise and hold of stock appreciation right expiring on October 1, 2020.
- F3Exercise and hold of stock appreciation right expiring on October 1, 2020.