SEC Form 4 · accession 0000878560-18-000002
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Babel
Officer — EVP, General Counsel & Sec.
Period of report
Dec 29, 2017
Accepted (ET)
Jan 2, 2018 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2017 | M | 2,847 | $41.16 | A | 38,917 | D | |
| Common StockF2 | Dec 29, 2017 | F | 1,573 | $56.39 | D | 37,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $41.16 | Dec 29, 2017 | M | 10,542 | D | Oct 1, 2016 | Oct 1, 2020 | Common Stock | 2,847 | 5,271 | D |
Explanation of responses
- F1Shares received in connection with exercise and hold of stock appreciation right expiring on October 1, 2020.
- F2Shares forfeited to Company to satisfy tax withholding relating to exercise and hold of stock appreciation right expiring on October 1, 2020.
- F3Exercise and hold of stock appreciation right expiring on October 1, 2020.