SEC Form 4 · accession 0000878560-17-000181
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Stowell
Officer — Executive Chairman · Director
Period of report
Nov 29, 2017
Accepted (ET)
Nov 30, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2017 | M | 36,616 | $37.00 | A | 412,653 | D | |
| Common StockF2 | Nov 29, 2017 | F | 20,230 | $55.43 | D | 392,423 | D | |
| Common StockF3 | Nov 29, 2017 | M | 19,463 | $37.70 | A | 411,886 | D | |
| Common StockF4 | Nov 29, 2017 | F | 10,753 | $55.43 | D | 401,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF5 | $37.00 | Nov 29, 2017 | M | 110,129 | D | Oct 1, 2015 | Oct 1, 2019 | Common Stock | 36,616 | 0 | D |
| Stock Appreciation RightF6 | $37.70 | Nov 29, 2017 | M | 60,851 | D | Aug 5, 2015 | Aug 5, 2019 | Common Stock | 19,463 | 0 | D |
Explanation of responses
- F1Shares received in connection with exercise and hold of stock appreciation right expiring on October 1, 2019.
- F2Shares forfeited to Company to satisfy tax withholding relating to exercise and hold of stock appreciation right expiring on October 1, 2019.
- F3Shares received in connection with exercise and hold of stock appreciation right expiring on August 5, 2019.
- F4Shares forfeited to Company to satisfy tax withholding relating to exercise and hold of stock appreciation right expiring on August 5, 2019.
- F5Exercise and hold of stock appreciation right expiring on October 1, 2019.
- F6Exercise and hold of stock appreciation right expiring on August 5, 2019.