SEC Form 4 · accession 0000878560-17-000132
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Babel
Officer — EVP, General Counsel & Sec.
Period of report
Sep 29, 2017
Accepted (ET)
Oct 3, 2017 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | F | 784 | $36.63 | D | 40,152 | D | |
| Common StockF2 | Oct 2, 2017 | A | 3,730 | $36.86 | A | 43,882 | D | |
| Common StockF1 | Oct 3, 2017 | F | 686 | $37.48 | D | 43,196 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax withholding relating to vesting of restricted stock.
- F21/3 of this restricted stock grant vests on each of the first three anniversaries of the transaction date provided that a threshold level of Company pre-tax income for 2017 is first achieved.