SEC Form 4 · accession 0000878560-17-000043
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Joseph McCall
Officer — EVP & CFO
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | M | 11,943 | $21.45 | A | 96,829 | D | |
| Common StockF2 | Mar 10, 2017 | F | 5,458 | $37.43 | D | 91,371 | D | |
| Common StockF1 | Mar 10, 2017 | M | 17,077 | $21.45 | A | 108,448 | D | |
| Common StockF2 | Mar 10, 2017 | F | 7,804 | $37.43 | D | 100,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $21.45 | Mar 10, 2017 | M | 27,975 | D | Apr 2, 2013 | Apr 2, 2017 | Common Stock | 11,943 | 0 | D |
| Stock Appreciation Right - Market BasedF3 | $21.45 | Mar 10, 2017 | M | 40,000 | D | Mar 25, 2013 | Apr 2, 2017 | Common Stock | 17,077 | 80,000 | D |
Explanation of responses
- F1Shares received in connection with exercise and hold of stock appreciation right expiring on April 2, 2017.
- F2Shares forfeited to Company to satisfy tax withholding relating to exercise and hold of stock appreciation right expiring on April 2, 2017.
- F3Exercise and hold of stock appreciation right expiring on April 2, 2017.