SEC Form 4 · accession 0000878560-16-000290
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy L Marlett
Officer — CMO & EVP Sales & Marketing
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2016 | F | 894 | $33.44 | D | 35,502 | D | |
| Common StockF2 | Oct 3, 2016 | A | 4,100 | $33.09 | A | 39,602 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax withholding relating to vesting of restricted stock.
- F21/3 of this restricted stock grant vests on each of the first three anniversaries of the transaction date provided that a threshold level of Company pre-tax income for 2016 is first achieved.