SEC Form 4 · accession 0000878560-16-000226
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Babel
Officer — EVP, General Counsel & Sec.
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | A | 3,694 | $33.31 | A | 31,274 | D | |
| Common StockF2 | Apr 1, 2016 | F | 349 | $33.31 | D | 30,925 | D | |
| Common StockF2 | Apr 1, 2016 | F | 357 | $33.31 | D | 30,568 | D | |
| Common StockF2 | Apr 1, 2016 | F | 522 | $33.31 | D | 30,046 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/3 of this restricted stock grant vests on each of the first three anniversaries of the transaction date provided that a threshold level of Company pre-tax income for 2016 is first achieved.
- F2Payment of tax withholding relating to vesting of restricted stock.