SEC Form 4 · accession 0000878560-15-000101
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Joseph McCall
Officer — EVP & CFO
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | M | 6,733 | $3.80 | A | 271,871 | D | |
| Common StockF1 | Jul 1, 2015 | S | 6,733 | $9.00 | D | 265,138 | D | |
| Common StockF1 | Jul 2, 2015 | M | 68,267 | $3.80 | A | 333,405 | D | |
| Common StockF1 | Jul 2, 2015 | S | 68,267 | $9.00 | D | 265,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.80 | Jul 1, 2015 | M | 6,733 | D | Jun 1, 2011 | Jun 1, 2018 | Common Stock | 6,733 | 1,068,267 | D |
| Non-Qualified Stock Option (right to buy)F1 | $3.80 | Jul 2, 2015 | M | 68,267 | D | Jun 1, 2011 | Jun 1, 2018 | Common Stock | 68,267 | 1,000,000 | D |
Explanation of responses
- F1Transaction executed pursuant to a pre-existing 10b5-1 plan.