SEC Form 4 · accession 0000878560-15-000086
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Babel
Officer — EVP, General Counsel & Sec.
Period of report
Jun 19, 2015
Accepted (ET)
Jun 22, 2015 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 19, 2015 | M | 2,601 | $0.67 | A | 124,264 | D | |
| Common StockF1 | Jun 19, 2015 | S | 2,601 | $9.00 | D | 121,663 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $0.67 | Jun 19, 2015 | M | 2,601 | D | Mar 9, 2009 | Mar 9, 2016 | Common Stock | 2,601 | 147,399 | D |
Explanation of responses
- F1Transaction executed pursuant to a pre-existing 10b5-1 plan.