SEC Form 4 · accession 0000878560-15-000065
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Stowell
Officer — Chief Executive Officer
Period of report
Apr 13, 2015
Accepted (ET)
Apr 14, 2015 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2015 | M | 194,325 | $3.10 | A | 1,390,926 | D | |
| Common StockF1 | Apr 13, 2015 | S | 194,325 | $8.9198 | D | 1,196,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.10 | Apr 13, 2015 | M | 194,325 | D | Aug 22, 2009 | Aug 22, 2015 | Common Stock | 194,325 | 777,297 | D |
Explanation of responses
- F1Transaction executed pursuant to a pre-existing 10b5-1 plan.