SEC Form 4 · accession 0000878560-15-000019
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy L Marlett
Officer — CMO & EVP Sales & Marketing
Period of report
Feb 20, 2015
Accepted (ET)
Feb 23, 2015 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | M | 50,000 | $3.81 | A | 117,428 | D | |
| Common StockF1 | Feb 20, 2015 | S | 50,000 | $8.50 | D | 67,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.81 | Feb 20, 2015 | M | 50,000 | D | Sep 7, 2010 | Sep 7, 2017 | Common Stock | 50,000 | 350,000 | D |
Explanation of responses
- F1Transaction executed pursuant to a pre-existing 10b5-1 plan.