SEC Form 4 · accession 0001181431-15-000576
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth M Traverso
Officer — VP/GM Newborn Care
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 9:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Jan 2, 2015 | A | 11,500 | $0.001 | A | 101,683 | D | |
| Common Stock, $0.001 par value per share | holding | — | — | — | 8,572 | I | By Family Trust | |
| Common Stock, $0.001 par value per share | holding | — | — | — | 10,500 | I | By IRA | |
| Common Stock, $0.001 par value per share | holding | — | — | — | 4,100 | I | By IRA for Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Award vest over 4 years from the date of the grant. 50% will vest on the second anniversay of the grant, 25% on the third anniversay of the grant, and 25% on the fourth anniversary of the grant.