SEC Form 4 · accession 0000878526-19-000040
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Gunst
Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Feb 22, 2019 | M | 5,000 | $14.34 | A | 37,392 | D | |
| Common Stock, $0.001 par value per share | Feb 22, 2019 | M | 3,000 | $24.50 | A | 40,392 | D | |
| Common Stock, $0.001 par value per share | Feb 25, 2019 | S | 3,696 | $28.34 | D | 36,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option | $14.34 | Feb 22, 2019 | M | 5,000 | A | Jul 7, 2013 | Jun 7, 2019 | Common Stock | 5,000 | 5,000 | D |
| Nonqualified Stock Option | $24.50 | Feb 22, 2019 | M | 3,000 | A | Jul 5, 2014 | Jun 5, 2020 | Common Stock | 3,000 | 3,000 | D |