SEC Form 4 · accession 0000878526-18-000030
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken Ludlum
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Mar 2, 2018 | M | 5,000 | $10.69 | A | 93,825 | D | |
| Common Stock, $0.001 par value per share | Mar 2, 2018 | S | 4,000 | $31.675 | D | 89,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option | $10.69 | Mar 2, 2018 | M | 1,000 | A | Jul 8, 2013 | Jun 8, 2018 | Common Stock | 1,000 | 1,000 | D |