SEC Form 4 · accession 0000878526-17-000025
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Moore
Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Mar 10, 2017 | M | 5,000 | $16.38 | A | 97,402 | I | By Family Trust |
| Common Stock, $0.001 par value per share | holding | — | — | — | 26,310 | D | ||
| Common Stock, $0.001 par vale per share | holding | — | — | — | 4,150 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option | $16.38 | Mar 10, 2017 | M | 5,000 | A | Jun 1, 2012 | Jun 1, 2017 | Common Stock | 5,000 | 5,000 | I |