SEC Form 4 · accession 0000878526-17-000015
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Gunst
Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Feb 9, 2017 | M | 5,000 | $16.38 | A | 56,150 | D | |
| Common Stock, $0.001 par value per share | Feb 9, 2017 | S | 5,000 | $36.00 | D | 51,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option | $16.38 | Feb 9, 2017 | M | 5,000 | D | Jul 1, 2011 | Jun 1, 2017 | Common Stock | 5,000 | 0 | D |