SEC Form 4 · accession 0000878526-17-000004
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Austin Francis Noll III
Officer — VP/GM Neurology
Period of report
Jan 1, 2017
Accepted (ET)
Jan 5, 2017 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Jan 1, 2017 | F | 4,516 | $34.80 | D | 58,009 | D | |
| Common Stock, $0.001 par value per shareF1 | Jan 1, 2017 | A | 16,000 | $34.80 | A | 74,009 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Award vest over 4 years from the date of the grant. 50% will vest on the second anniversary of the grant, 25% on the third anniversary of the grant, and 25% on the fourth anniversary of the grant.