SEC Form 4 · accession 0000878526-16-000144
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Moore
Director
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Apr 26, 2016 | M | 5,000 | $16.78 | A | 97,402 | I | By Family Trust |
| Common Stock, $0.001 par value per share | holding | — | — | — | 21,910 | D | ||
| Common Stock, $0.001 par vale per share | holding | — | — | — | 4,150 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option | $16.78 | Apr 26, 2016 | M | 5,000 | A | Jun 3, 2011 | Jun 3, 2016 | Common Stock | 5,000 | 5,000 | D |