SEC Form 4 · accession 0000878526-15-000048
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth M Traverso
Officer — VP/GM Newborn Care
Period of report
Jul 24, 2015
Accepted (ET)
Jul 28, 2015 · 8:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Jul 24, 2015 | M | 16,000 | $16.78 | A | 117,683 | D | |
| Common Stock, $0.001 par value per shareF1 | Jul 24, 2015 | S | 16,000 | $45.54 | D | 101,683 | D | |
| Common Stock, $0.001 par value per share | Jul 28, 2015 | M | 2,541 | $16.78 | A | 104,224 | D | |
| Common Stock, $0.001 par value per shareF2 | Jul 28, 2015 | S | 2,541 | $45.77 | D | 101,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option | $16.78 | Jul 24, 2015 | M | 18,541 | D | Jul 3, 2010 | Jun 3, 2016 | Common Stock | 18,541 | 7,459 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $45.53 to $46.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $45.56 to $45.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.