SEC Form 4 · accession 0000878526-15-000039
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Moore
Director
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Jun 11, 2015 | A | 5,000 | $14.34 | A | 21,910 | D | |
| Common Stock, $0.001 par value per share | Jun 15, 2015 | S | 6,000 | $41.30 | D | 112,402 | I | By Family Trust |
| Common Stock, $0.001 par vale per share | holding | — | — | — | 4,150 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock OptionF1 | $14.34 | Jun 11, 2015 | A | 5,000 | A | Jul 7, 2013 | Jun 7, 2019 | Common Stock | 5,000 | 10,000 | D |
Explanation of responses
- F1The option vests in 12 equal monthly installments beginning on the date of grant.