SEC Form 4 · accession 0000878526-15-000025
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Hawkins
Officer — President and CEO · Director
Period of report
Jun 8, 2015
Accepted (ET)
Jun 8, 2015 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Jun 8, 2015 | M | 100,000 | $16.78 | A | 613,798 | D | |
| Common Stock, $0.001 par value per shareF2 | Jun 8, 2015 | S | 100,000 | $42.08 | D | 513,798 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option | $16.78 | Jun 8, 2015 | M | 100,000 | D | Jul 3, 2010 | Jun 3, 2016 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Includes 367 shares purchased pursuant to the Company's Employee Stock Purchase Plan since the date of the reporting persons last Form 4.
- F2This transaction was executed in multiple trades at prices ranging from $41.86 to $42.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.