SEC Form 4 · accession 0000878526-15-000015
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Kennedy
Officer — Sr. VP, CFO · Director
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | May 13, 2015 | M | 11,459 | $13.24 | A | 104,186 | D | |
| Common Stock, $0.001 par value per shareF1 | May 13, 2015 | S | 11,459 | $36.25 | D | 92,727 | D | |
| Common Stock, $0.001 par value per shareF1 | May 13, 2015 | M | 18,727 | $36.25 | D | 74,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option | $13.24 | May 13, 2015 | M | 11,459 | D | May 8, 2013 | Apr 8, 2019 | Common Stock | 11,459 | 0 | D |
Explanation of responses
- F1This transaction was executed at the exact price of $36.25. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.