SEC Form 4 · accession 0001127602-15-011867
BON TON STORES INC · BONT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith E Plowman
Officer — Exec VP, CFO
Period of report
Mar 17, 2015
Accepted (ET)
Mar 18, 2015 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | M | 40,000 | $4.96 | A | 225,538 | D | |
| Common Stock | holding | — | — | — | 675 | I | By Ira Plan. | |
| Common Stock | holding | — | — | — | 675 | I | By Spouse, Ira Plan Holdings. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $4.96 | Mar 17, 2015 | M | 40,000 | D | Mar 17, 2011 | Mar 17, 2015 | Common Stock | 40,000 | 0 | D |