SEC Form 4 · accession 0000919574-16-015256
BON TON STORES INC · BONT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E Morgan III
10% Owner
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Aug 30, 2016 | P | 5,245 | $1.72 | A | 1,629,211 | I | See Footnote |
| Common Stock, par value $.01 per shareF2,F1 | Aug 31, 2016 | P | 40,245 | $1.70 | A | 1,669,456 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are directly owned by certain private investment funds and may be deemed beneficially owned by Donald E. Morgan, III, the Reporting Person and the managing member of the general partner of the investment manager of such private investment funds. Mr. Morgan disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 - $1.72, inclusive. The reporting persons undertake to provide to The Bon-Ton Stores, Inc., any security holder of The Bon-Ton Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.