SEC Form 4 · accession 0000919574-16-015190
BON TON STORES INC · BONT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E Morgan III
10% Owner
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Aug 26, 2016 | P | 18,610 | $1.70 | A | 1,621,966 | I | See Footnote |
| Common Stock, par value $.01 per shareF1 | Aug 29, 2016 | P | 2,000 | $1.71 | A | 1,623,966 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are directly owned by certain private investment funds and may be deemed beneficially owned by Donald E. Morgan, III, the Reporting Person and the managing member of the general partner of the investment manager of such private investment funds. Mr. Morgan disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.