SEC Form 4 · accession 0000905729-19-000062
SpartanNash Co · SPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth A Nickels
Director
Period of report
Mar 8, 2019
Accepted (ET)
Mar 11, 2019 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877422
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2019 | M | 4,676 | $13.87 | A | 42,493 | D | |
| Common StockF1 | Mar 8, 2019 | S | 4,676 | $17.45 | D | 37,817 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $13.87 | Mar 8, 2019 | M | 1,558 | D | May 1, 2010 | May 15, 2019 | Common Stock | 1,558 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Mar 8, 2019 | M | 1,559 | D | May 1, 2011 | May 15, 2019 | Common Stock | 1,559 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Mar 8, 2019 | M | 1,559 | D | May 1, 2012 | May 15, 2019 | Common Stock | 1,559 | 0 | D |
Explanation of responses
- F1Represents the aggregate number of shares sold at a weighted average price of $17.45. The actual sales prices ranged from $17.39 to $17.52, rounded to the nearest whole cent. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.