SEC Form 4 · accession 0000905729-17-000129
SpartanNash Co · SPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dennis Eidson
Officer — CEO and Chairman · Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877422
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | M | 20,016 | $13.87 | A | 313,533 | D | |
| Common StockF1 | Mar 8, 2017 | S | 20,016 | $32.59 | D | 293,517 | D | |
| Common Stock | Mar 9, 2017 | M | 717 | $13.87 | A | 294,234 | D | |
| Common Stock | Mar 9, 2017 | M | 1,020 | $22.50 | A | 295,254 | D | |
| Common StockF2 | Mar 9, 2017 | S | 1,737 | $31.92 | D | 293,517 | D | |
| Common Stock | holding | — | — | — | 1,683 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 2,400 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $13.87 | Mar 8, 2017 | M | 2,133 | D | May 1, 2011 | May 15, 2019 | Common Stock | 2,133 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Mar 8, 2017 | M | 9,350 | D | May 1, 2012 | May 15, 2019 | Common Stock | 9,350 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Mar 8, 2017 | M | 8,533 | D | May 1, 2013 | May 15, 2019 | Common Stock | 8,533 | 817 | D |
| Stock Option (Right to Buy) | $13.87 | Mar 9, 2017 | M | 717 | D | May 1, 2013 | May 15, 2019 | Common Stock | 717 | 100 | D |
| Stock Option (Right to Buy) | $22.50 | Mar 9, 2017 | M | 255 | D | May 18, 2008 | May 17, 2017 | Common Stock | 255 | 0 | D |
| Stock Option (Right to Buy) | $22.50 | Mar 9, 2017 | M | 255 | D | May 18, 2009 | May 17, 2017 | Common Stock | 255 | 0 | D |
| Stock Option (Right to Buy) | $22.50 | Mar 9, 2017 | M | 255 | D | May 18, 2010 | May 17, 2017 | Common Stock | 255 | 0 | D |
| Stock Option (Right to Buy) | $22.50 | Mar 9, 2017 | M | 255 | D | May 18, 2011 | May 17, 2017 | Common Stock | 255 | 0 | D |
Explanation of responses
- F1Represents the aggregate number of shares sold at a weighted average price of $32.59. The actual sales prices ranged from $32.50 to $32.74, rounded to the nearest whole cent. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F2Represents the aggregate number of shares sold at a weighted average price of $31.92. The actual sales prices ranged from $31.87 to $31.96, rounded to the nearest whole cent. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.