SEC Form 4 · accession 0000905729-17-000120
SpartanNash Co · SPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Staples
Officer — President and COO · Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877422
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 21,000 | $22.69 | A | 121,703 | D | |
| Common Stock | Mar 7, 2017 | M | 7,500 | $28.28 | A | 129,203 | D | |
| Common StockF1 | Mar 7, 2017 | S | 24,621 | $32.80 | D | 104,582 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.69 | Mar 7, 2017 | M | 5,250 | D | May 1, 2009 | May 16, 2018 | Common Stock | 5,250 | 0 | D |
| Stock Option (Right to Buy) | $22.69 | Mar 7, 2017 | M | 5,250 | D | May 1, 2010 | May 16, 2018 | Common Stock | 5,250 | 0 | D |
| Stock Option (Right to Buy) | $22.69 | Mar 7, 2017 | M | 5,250 | D | May 1, 2011 | May 16, 2018 | Common Stock | 5,250 | 0 | D |
| Stock Option (Right to Buy) | $22.69 | Mar 7, 2017 | M | 5,250 | D | May 1, 2012 | May 16, 2018 | Common Stock | 5,250 | 0 | D |
| Stock Option (Right to Buy) | $28.28 | Mar 7, 2017 | M | 1,875 | D | May 18, 2008 | May 17, 2017 | Common Stock | 1,875 | 0 | D |
| Stock Option (Right to Buy) | $28.28 | Mar 7, 2017 | M | 1,875 | D | May 18, 2009 | May 17, 2017 | Common Stock | 1,875 | 0 | D |
| Stock Option (Right to Buy) | $28.28 | Mar 7, 2017 | M | 1,875 | D | May 18, 2010 | May 17, 2017 | Common Stock | 1,875 | 0 | D |
| Stock Option (Right to Buy) | $28.28 | Mar 7, 2017 | M | 1,875 | D | May 18, 2011 | May 17, 2017 | Common Stock | 1,875 | 0 | D |
Explanation of responses
- F1Represents the aggregate number of shares sold at a weighted average price of $32.80. The actual sales prices ranged from $32.64 to $32.97, rounded to the nearest whole cent. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.