SEC Form 4 · accession 0000905729-17-000119
SpartanNash Co · SPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence R Pierce
Officer — EVP Merch. and Marketing
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877422
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 3,625 | $19.75 | A | 39,089 | D | |
| Common Stock | Mar 7, 2017 | M | 5,700 | $13.87 | A | 44,789 | D | |
| Common StockF1 | Mar 7, 2017 | S | 9,325 | $33.17 | D | 35,464 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase) | $13.87 | Mar 7, 2017 | M | 1,425 | D | May 1, 2010 | May 15, 2019 | Common Stock | 1,425 | 0 | D |
| Stock Option (right to purchase) | $13.87 | Mar 7, 2017 | M | 1,425 | D | May 1, 2011 | May 15, 2019 | Common Stock | 1,425 | 0 | D |
| Stock Option (right to purchase) | $13.87 | Mar 7, 2017 | M | 1,425 | D | May 1, 2012 | May 15, 2019 | Common Stock | 1,425 | 0 | D |
| Stock Option (right to purchase) | $13.87 | Mar 7, 2017 | M | 1,425 | D | May 1, 2013 | May 15, 2019 | Common Stock | 1,425 | 0 | D |
| Stock Option (right to purchase) | $19.75 | Mar 7, 2017 | M | 907 | D | Feb 9, 2010 | Feb 9, 2019 | Common Stock | 907 | 0 | D |
| Stock Option (right to purchase) | $19.75 | Mar 7, 2017 | M | 906 | D | Feb 9, 2011 | Feb 9, 2019 | Common Stock | 906 | 0 | D |
| Stock Option (right to purchase) | $19.75 | Mar 7, 2017 | M | 906 | D | Feb 9, 2012 | Feb 9, 2019 | Common Stock | 906 | 0 | D |
| Stock Option (right to purchase) | $19.75 | Mar 7, 2017 | M | 906 | D | Feb 9, 2013 | Feb 9, 2019 | Common Stock | 906 | 0 | D |
Explanation of responses
- F1Represents the aggregate number of shares sold at a weighted average price of $33.1676. The actual sales prices ranged from $32.59 to $33.57. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.