SEC Form 4 · accession 0000905729-16-000775
SpartanNash Co · SPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Des Couch
Officer — VP Chief Info. Officer
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877422
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | M | 3,400 | $28.28 | A | 58,578 | D | |
| Common Stock | Dec 12, 2016 | M | 8,700 | $22.69 | A | 67,278 | D | |
| Common Stock | Dec 12, 2016 | M | 5,700 | $13.87 | A | 72,978 | D | |
| Common StockF1 | Dec 13, 2016 | S | 12,480 | $37.44 | D | 60,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $28.28 | Dec 12, 2016 | M | 850 | D | May 18, 2008 | May 17, 2017 | Common Stock | 850 | 0 | D |
| Stock Option (Right to Buy) | $28.28 | Dec 12, 2016 | M | 850 | D | May 18, 2009 | May 17, 2017 | Common Stock | 850 | 0 | D |
| Stock Option (Right to Buy) | $28.28 | Dec 12, 2016 | M | 850 | D | May 18, 2010 | May 17, 2017 | Common Stock | 850 | 0 | D |
| Stock Option (Right to Buy) | $28.28 | Dec 12, 2016 | M | 850 | D | May 18, 2011 | May 17, 2017 | Common Stock | 850 | 0 | D |
| Stock Option (Right to Buy) | $22.69 | Dec 12, 2016 | M | 2,175 | D | May 1, 2009 | May 16, 2018 | Common Stock | 2,175 | 0 | D |
| Stock Option (Right to Buy) | $22.69 | Dec 12, 2016 | M | 2,175 | D | May 1, 2010 | May 16, 2018 | Common Stock | 2,175 | 0 | D |
| Stock Option (Right to Buy) | $22.69 | Dec 12, 2016 | M | 2,175 | D | May 1, 2011 | May 16, 2018 | Common Stock | 2,175 | 0 | D |
| Stock Option (Right to Buy) | $22.69 | Dec 12, 2016 | M | 2,175 | D | May 1, 2012 | May 16, 2018 | Common Stock | 2,175 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Dec 12, 2016 | M | 1,425 | D | May 1, 2010 | May 15, 2019 | Common Stock | 1,425 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Dec 12, 2016 | M | 1,425 | D | May 1, 2011 | May 15, 2019 | Common Stock | 1,425 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Dec 12, 2016 | M | 1,425 | D | May 1, 2012 | May 15, 2019 | Common Stock | 1,425 | 0 | D |
| Stock Option (Right to Buy) | $13.87 | Dec 12, 2016 | M | 1,425 | D | May 1, 2013 | May 15, 2019 | Common Stock | 1,425 | 0 | D |
Explanation of responses
- F1Represents the aggregate number of shares sold at a weighted average price of $37.44. The actual sales prices ranged from $37.25 to $37.59, rounded to the nearest whole cent. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.