SEC Form 4 · accession 0001209191-19-008302
ZEBRA TECHNOLOGIES CORP · ZBRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joachim Heel
Officer — SVP, Global Sales
Period of report
Feb 6, 2019
Accepted (ET)
Feb 7, 2019 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 6, 2019 | A | 12,323 | $0.00 | A | 34,495 | D | |
| Class A Common Stock | holding | — | — | — | 21,932 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $73.50 | holding | — | — | — | — | Sep 15, 2024 | Class A Common Stock | 8,572 | 8,572 | D |
| Stock Appreciation RightF4 | $108.20 | holding | — | — | — | — | May 15, 2025 | Class A Common Stock | 4,526 | 4,526 | D |
| Stock Appreciation RightF5 | $0.00 | holding | — | — | — | — | May 12, 2026 | Class A Common Stock | 8,854 | 8,854 | D |
| Stock Appreciation RightF6 | $98.87 | holding | — | — | — | — | May 11, 2024 | Class A Common Stock | 6,033 | 6,033 | D |
| Stock Appreciation RightF7 | $149.57 | holding | — | — | — | — | May 10, 2025 | Class A Common Stock | 4,203 | 4,203 | D |
Explanation of responses
- F1Previously unreportable performance based restricted stock (PVRS) granted May 12, 2016 with a 3-year performance period ended December 31, 2018. Converted to restricted shares as of February 6, 2019 performance certification with May 12, 2019 vesting date.
- F2Includes 1,192 shares held in Zebra's Employee Stock Purchase Plan at December 31, 2018. [240 ESPP shares purchased in 2018.]
- F3Of the stock appreciation rights subject to this SAR, 2,143 vest on September 15, 2015, 2,143 vest on September 15, 2016, 2,143 vest on September 15, 2017 and 2,143 vest on September 15, 2018.
- F4Of the stock appreciation rights subject to this SAR, 1,131 vest on May 15, 2016, 1,131 vest on May 15, 2017, 1,132 vest on May 15, 2018 and 1,132 vest on May 15, 2019.
- F5Of the stock appreciation rights subject to this SAR, 2,213 vest on May 12, 2017, 2,213 vest on May 12, 2018, 2,214 vest on May 12, 2019 and 2,214 vest on May 12, 2020.
- F6Of the stock appreciation rights subject to this SAR, 1,508 vest on May 11, 2018, 1,508 vest on May 11, 2019, 1,508 vest on May 11, 2020 and 1,509 vest on May 11, 2021.
- F7Of the stock appreciation rights subject to this SAR, 1,050 vest on May 10, 2019, 1,051 vest on May 10, 2020, 1,051 vest on May 10, 2021 and 1051 vest on May 10, 2022.