SEC Form 4 · accession 0001209191-18-017846
ZEBRA TECHNOLOGIES CORP · ZBRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim L Kaput
Officer — SVP, General Counsel & Secy
Period of report
Mar 7, 2018
Accepted (ET)
Mar 7, 2018 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 7, 2018 | M | 2,717 | $46.07 | A | 26,091 | D | |
| Class A Common Stock | Mar 7, 2018 | S | 2,717 | $145.24 | D | 23,374 | D | |
| Class A Common Stock | Mar 7, 2018 | M | 2,167 | $38.79 | A | 25,541 | D | |
| Class A Common Stock | Mar 7, 2018 | S | 2,167 | $145.24 | D | 23,374 | D | |
| Class A Common Stock | holding | — | — | — | 23,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $38.79 | Mar 7, 2018 | M | 2,959 | D | — | Apr 30, 2022 | Class A Common Stock | 2,959 | 0 | D |
| Stock Appreciation RightF2 | $46.07 | Mar 7, 2018 | M | 3,983 | D | — | May 3, 2023 | Class A Common Stock | 3,983 | 0 | D |
| Stock Appreciation RightF3 | $74.72 | holding | — | — | — | — | May 8, 2024 | Class A Common Stock | 4,406 | 4,406 | D |
| Stock Appreciation RightF4 | $108.20 | holding | — | — | — | — | May 15, 2025 | Class A Common Stock | 3,587 | 3,587 | D |
| Stock Appreciation RightF5 | $51.42 | holding | — | — | — | — | May 12, 2026 | Class A Common Stock | 7,395 | 7,395 | D |
| Stock Appreciation RightF6 | $98.87 | holding | — | — | — | — | May 11, 2027 | Class A Common Stock | 5,162 | 5,162 | D |
Explanation of responses
- F1Of the stock appreciation rights subject to this SAR, 2,959 vest on April 30, 2016.
- F2Of the stock appreciation rights subject to this SAR, 1,991 vest on May 3, 2016 and 1,992 vest on May 3, 2017.
- F3Of the stock appreciation rights subject to this SAR, 1,101 vest on May 8, 2015, 1,101 vest on May 8, 2016, 1,102 vest on May 8, 2017 and 1,102 vest on May 8, 2018.
- F4Of the stock appreciation rights subject to this SAR, 896 vest on May 15, 2016, 897 vest on May 15, 2017, 897 vest on May 15, 2018 and 897 vest on May 15, 2019.
- F5Of the stock appreciation rights subject to this SAR, 1,848 vest on May 12, 2017, 1,849 vest on May 12, 2018, 1,849 vest on May 12, 2019 and 1,849 vest on May 12, 2020.
- F6Of the stock appreciation rights subject to this SAR, 1,290 vest on May 11, 2018, 1,290 vest on May 11, 2019, 1,291 vest on May 11, 2020 and 1,291 vest on May 11, 2021.