SEC Form 4 · accession 0001209191-17-049275
ZEBRA TECHNOLOGIES CORP · ZBRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh K Gagnier
Officer — SVP, AIT
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 15, 2017 | M | 2,955 | $41.57 | A | 42,027 | D | |
| Class A Common Stock | Aug 15, 2017 | S | 2,955 | $106.42 | D | 39,072 | D | |
| Class A Common Stock | Aug 15, 2017 | M | 9,865 | $38.79 | A | 48,937 | D | |
| Class A Common Stock | Aug 15, 2017 | S | 9,865 | $106.42 | D | 39,072 | D | |
| Class A Common Stock | Aug 15, 2017 | M | 5,520 | $46.07 | A | 44,592 | D | |
| Class A Common Stock | Aug 15, 2017 | S | 5,520 | $106.42 | D | 39,072 | D | |
| Class A Common Stock | Aug 15, 2017 | M | 1,204 | $74.72 | A | 40,276 | D | |
| Class A Common Stock | Aug 15, 2017 | S | 1,204 | $106.42 | D | 39,072 | D | |
| Class A Common Stock | Aug 15, 2017 | M | 1,138 | $51.42 | A | 40,210 | D | |
| Class A Common Stock | Aug 15, 2017 | S | 1,138 | $106.42 | D | 39,072 | D | |
| Class A Common Stock | holding | — | — | — | 39,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $41.57 | Aug 15, 2017 | M | 4,867 | D | — | May 5, 2021 | Class A Common Stock | 4,687 | 0 | D |
| Stock Appreciation RightF2 | $38.79 | Aug 15, 2017 | M | 15,572 | D | — | Apr 30, 2022 | Class A Common Stock | 15,572 | 0 | D |
| Stock Appreciation RightF3 | $46.07 | Aug 15, 2017 | M | 9,775 | D | — | May 3, 2023 | Class A Common Stock | 9,775 | 0 | D |
| Stock Appreciation RightF4 | $74.72 | Aug 15, 2017 | M | 4,093 | D | — | May 8, 2024 | Class A Common Stock | 4,093 | 1,365 | D |
| Stock Appreciation RightF6 | $51.42 | Aug 15, 2017 | M | 2,213 | D | — | May 12, 2026 | Class A Common Stock | 2,213 | 6,641 | D |
| Stock Appreciation RightF5 | $108.20 | holding | — | — | — | — | May 15, 2025 | Class A Common Stock | 4,619 | 4,619 | D |
| Stock Appreciation RightF7 | $98.87 | holding | — | — | — | — | May 11, 2027 | Class A Common Stock | 5,932 | 5,932 | D |
Explanation of responses
- F1Of the stock appreciation rights subject to this SAR, 1,558 vested on May 5, 2014 and 3,129 vested on May 5, 2015.
- F2Of the stock appreciation rights subject to this SAR, 3,893 vested on each of April 20, 2013, April 20, 2014, April 20, 2015 and April 20, 2016.
- F3Of the stock appreciation rights subject to this SAR, 2,443 vested on May 3, 2014, 2,444 vested on May 3, 2015, 2,444 vested on May 3, 2016 and 2,444 vested on May 3, 2017.
- F4Of the stock appreciation rights subject to this SAR, 1,364 vested on May 8, 2015, 1,364 vested on May 8, 2016, 1,365 vested on May 8, 2017 and 1,365 vest on May 8, 2018.
- F5Of the stock appreciation rights subject to this SAR, 1,154 vested on May 15, 2016, 1,155 vested on May 15, 2017, 1,155 vest on May 15, 2018 and 1,155 vest on May 15, 2019.
- F6Of the stock appreciation rights subject to this SAR, 2,213 vested on May 12, 2017, 2,213 vest on May 12, 2018, 2,214 vest on May 12, 2019 and 2,214 vest on May 12, 2020.
- F7Of the stock appreciation rights subject to this SAR, 1,483 vest on May 11, 2018, 1,483 vest on May 11, 2019, 1,483 vest on May 11, 2020 and 1,483 vest on May 11, 2021.