SEC Form 4 · accession 0001209191-16-156037
ZEBRA TECHNOLOGIES CORP · ZBRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anders Gustafsson
Officer — Chief Executive Officer · Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 9:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 16, 2016 | M | 25,000 | $84.52 | A | 306,181 | D | |
| Class A Common Stock | Dec 16, 2016 | S | 25,000 | $84.909 | D | 281,181 | D | |
| Class A Common Stock | holding | — | — | — | 281,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $36.49 | Dec 16, 2016 | M | 25,000 | D | — | Apr 24, 2018 | Class A Common Stock | 25,000 | 65,000 | D |
| Stock Appreciation RightF2 | $19.56 | holding | — | — | — | — | May 7, 2019 | Class A Common Stock | 40,000 | 40,000 | D |
| Stock Appreciation RightF3 | $27.28 | holding | — | — | — | — | May 6, 2020 | Class A Common Stock | 120,299 | 120,299 | D |
| Stock Appreciation RightF4 | $41.57 | holding | — | — | — | — | May 5, 2021 | Class A Common Stock | 54,484 | 54,484 | D |
| Stock Appreciation RightF5 | $38.79 | holding | — | — | — | — | Apr 30, 2022 | Class A Common Stock | 62,289 | 62,289 | D |
| Stock Appreciation RightF6 | $46.07 | holding | — | — | — | — | May 3, 2023 | Class A Common Stock | 36,201 | 36,201 | D |
| Stock Appreciation RightF6 | $74.72 | holding | — | — | — | — | May 8, 2024 | Class A Common Stock | 19,493 | 19,493 | D |
| Stock Appreciation RightF6 | $108.20 | holding | — | — | — | — | May 15, 2025 | Class A Common Stock | 21,191 | 21,191 | D |
| Stock Appreciation RightF7 | $51.42 | holding | — | — | — | — | May 12, 2026 | Class A Common Stock | 42,256 | 42,256 | D |
Explanation of responses
- F1Of the stock appreciation right shares subject to this SAR, 22,500 shares vested on each of April 24, 2009, April 24, 2010, April 24, 2011, April 24, 2012.
- F2Of the stock appreciation right shares subject to this SAR, 28,750 shares vested on each of May 7, 2010, May 7, 2011, May 7, 2012 and May 7, 2013.
- F3Of the stock appreciation right shares subject to this SAR, 30,074 shares vested on May 6, 2013, 30,074 shares vested on May 6, 2014 and 60,151 shares vested on May 6, 2015.
- F4Of the stock appreciation right shares subject to this SAR, 13,621 shares vested on each of May 5, 2012, May 5, 2013, May 5, 2014 and May 5, 2015.
- F5Of the stock appreciation right shares subject to this SAR, 15,572 shares vested on each of April 30, 2013, April 30, 2014, and April 30, 2015 and 15,573 shares vest on April 30, 2016.
- F6Of the stock appreciation right shares subject to this SAR, 9,050 shares vested on May 3, 2014 and May 3, 2015, 9,050 shares vest on May 3, 2016 and 9,051 shares vest on May 3, 2017.
- F7Of the stock appreciation right shares subject to this SAR, 10,564 shares vest on each of May 12, 2017, May 12, 2018, May 12, 2019 and May 12, 2020.