SEC Form 4 · accession 0001209191-16-140700
ZEBRA TECHNOLOGIES CORP · ZBRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim L Kaput
Officer — SVP, General Counsel & Secy
Period of report
Sep 8, 2016
Accepted (ET)
Sep 9, 2016 · 10:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 8, 2016 | P | 3,457 | $68.22 | A | 28,560 | D | |
| Class A Common Stock | holding | — | — | — | 25,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $38.79 | holding | — | — | — | — | Apr 30, 2022 | Class A Common Stock | 2,959 | 2,959 | D |
| Stock Appreciation RightF2 | $46.07 | holding | — | — | — | — | May 3, 2023 | Class A Common Stock | 3,983 | 3,983 | D |
| Stock Appreciation RightF3 | $74.72 | holding | — | — | — | — | May 8, 2024 | Class A Common Stock | 4,406 | 4,406 | D |
| Stock Appreciation RightF4 | $108.20 | holding | — | — | — | — | May 15, 2025 | Class A Common Stock | 3,587 | 3,587 | D |
| Stock Appreciation RightF5 | $51.42 | holding | — | — | — | — | May 12, 2026 | Class A Common Stock | 7,395 | 7,395 | D |
Explanation of responses
- F1Of the stock appreciation rights subject to this SAR, 2,959 vested on April 30, 2016.
- F2Of the stock appreciation rights subject to this SAR, 1,191 vested on May 3, 2016 and 1,992 vest on May 3, 2017.
- F3Of the stock appreciation rights subject to this SAR, 1,101 vested on May 8, 2015, 1,101 vested on May 8, 2016, 1,102 vest on May 8, 2017 and 1,102 vest on May 8, 2018.
- F4Of the stock appreciation rights subject to this SAR, 896 vested on May 15, 2016, 897 vest on May 15, 2017, 897 vest on May 15, 2018 and 897 vest on May 15, 2019.
- F5Of the stock appreciation rights subject to this SAR, 1,848 vest on May 12, 2017, 1,849 vest on May 12, 2018, 1,849 vest on May 12, 2019 and 1,849 vest on May 12, 2020.