SEC Form 4/A · accession 0001209191-16-120246
ZEBRA TECHNOLOGIES CORP · ZBRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joachim Heel
Officer — SVP, Global Sales
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | May 12, 2016 | A | 6,846 | $51.42 | A | 22,832 | D | |
| Class A Common StockF1 | holding | — | — | — | 15,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF5 | $51.42 | May 12, 2016 | A | 8,854 | A | — | May 12, 2026 | Class A Common Stock | 8,854 | 8,854 | D |
| Stock Appreciation RightF3 | $73.50 | holding | — | — | — | — | Sep 15, 2024 | Class A Common Stock | 8,572 | 8,572 | D |
| Stock Appreciation RightF4 | $108.20 | holding | — | — | — | — | May 15, 2025 | Class A Common Stock | 4,526 | 4,526 | D |
Explanation of responses
- F1Includes 302 shares held in Zebra's employee stock purchase plan at 12/31/2015.
- F2Restricted shares that will vest on May 12, 2019.
- F3Of the stock appreciation right shares subject to this SAR, 2,143 shares vest on September 15, 2015, 2,143 shares vest on September 15, 2016, 2,143 shares vest on September 15, 2017, 1,132 shares vest on September 15, 2018.
- F4Of the stock appreciation right shares subject to this SAR, 1,131 shares vest on May 15, 2016, 1,131 shares vest on May 15, 2017, 1,132 shares vest on May 15, 2018 and 1,132 shares vest on May 15, 2019.
- F5Of the stock appreciation right shares subject to this SAR, 2,213 shares will vest on May 12, 2017, 2,213 shares will vest on May 12, 2018, 2,214 shares will vest on May 12, 2019 and 2,214 shares will vest on May 12, 2020.