SEC Form 4 · accession 0001209191-16-097804
ZEBRA TECHNOLOGIES CORP · ZBRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C Smiley
Officer — Chief Financial Officer
Period of report
Feb 12, 2016
Accepted (ET)
Feb 12, 2016 · 11:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 10, 2016 | A | 9,443 | $0.00 | A | 46,961 | D | |
| Class A Common Stock | holding | — | — | — | 37,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $19.56 | holding | — | — | — | — | May 7, 2019 | Class A Common Stock | 29,122 | 29,122 | D |
| Stock Appreciation RightF3 | $27.82 | holding | — | — | — | — | May 6, 2020 | Class A Common Stock | 15,100 | 15,100 | D |
| Stock Appreciation RightF4 | $41.57 | holding | — | — | — | — | May 5, 2021 | Class A Common Stock | 12,516 | 12,516 | D |
| Stock Appreciation RightF5 | $37.79 | holding | — | — | — | — | Apr 30, 2022 | Class A Common Stock | 15,572 | 15,572 | D |
| Stock Appreciation RightF6 | $46.07 | holding | — | — | — | — | May 3, 2023 | Class A Common Stock | 10,499 | 10,499 | D |
| Class A Common StockF7 | $108.20 | holding | — | — | — | — | May 15, 2025 | Class A Common Stock | 5,434 | 5,434 | D |
Explanation of responses
- F1Previously unreportable performance based restricted stock granted May 3, 2013 with a 3 year performance period ended December 31, 2015. Converted to restricted shares as of February 10, 2016 performance certification with May 3, 2016 vesting date.
- F2Of the stock appreciation right shares subject to this SAR, 3,129 shares vested on May 5, 2012, 3,129 shares vested on May 5, 2013, 3,129 shares vested on May 5, 2014 and 3,129 shares vested on May 5, 2015.
- F3Of the stock appreciation right shares subject to this SAR, 3,775 shares vested on May 6, 2011, 3,775 shares vested on May 6, 2012, 3,775 shares vested on May 6, 2013 and 3,775 shares vested on May 6, 2014.
- F4Of the stock appreciation right shares subject to this SAR, 3,129 shares vested on May 5, 2012, 3,129 shares vested on May 5, 2013, 3,129 shares vested on May 5, 2014 and 3,129 shares vested on May 5, 2015.
- F5Of the stock appreciation right shares subject to this SAR, 3,893 shares vested on April 20, 2013, 3,893 shares vested on April 20, 2014, 3,893 shares vested on April 20, 2015 and 3,893 shares vest on April 20, 2016.
- F6Of the stock appreciation right shares subject to this SAR, 2,624 shares vested on May 3, 2014, 2,625 shares vested on May 3, 2015, 2,625 shares vest on May 3, 2016 and 2,625 shares vest on May 3, 2017.
- F7Of the stock appreciation right shares subject to this SAR, 1,358 shares vest on May 15, 2016, 1,358 shares vest on May 15, 2017, 1,359 shares vest on May 15, 2018 and 1,359 shares vest on May 15, 2019.