SEC Form 4 · accession 0001209191-16-097792
ZEBRA TECHNOLOGIES CORP · ZBRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim L Kaput
Officer — SVP, General Counsel & Secy
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 10:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 10, 2016 | A | 7,164 | $0.00 | A | 28,126 | D | |
| Class A Common Stock | holding | — | — | — | 20,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $38.79 | holding | — | — | — | — | Apr 30, 2022 | Class A Common Stock | 2,958 | 2,958 | D |
| Stock Appreciation RightF3 | $46.07 | holding | — | — | — | — | May 3, 2023 | Class A Common Stock | 3,983 | 3,983 | D |
| Stock Appreciation RightF2,F4 | $74.72 | holding | — | — | — | — | May 8, 2024 | Class A Common Stock | 4,406 | 4,406 | D |
| Stock Appreciation RightF5 | $108.20 | holding | — | — | — | — | May 15, 2025 | Class A Common Stock | 3,587 | 3,587 | D |
Explanation of responses
- F1Previously unreportable performance based restricted stock granted May 3, 2013 with a 3 year performance period ended December 31, 2015. Converted to restricted shares as of February 10, 2016 performance certification with May 3, 2016 vesting date.
- F2Of the stock appreciation right shares subject to this SAR, 2,958 shares vest on April 30, 2016.
- F3Of the stock appreciation right shares subject to this SAR, 1,991 shares vested on May 3, 2014, 1,991 shares vested on May 3, 2015, 1,991 shares vest on May 3, 2016 and 1,992 shares vest on May 3, 2017.
- F4Of the stock appreciation right shares subject to this SAR, 1,101 shares vested on May 8, 2015, 1,101 shares vest on May 8, 2016, 1,102 shares vest on May 8, 2017 and 1,102 shares vest on May 8, 2018.
- F5Of the stock appreciation right shares subject to this SAR, 897 shares vest on May 15, 2016, 897 shares vest on May 15, 2017, 897 shares vest on May 15, 2018 and 897 shares vest on May 15, 2019.