SEC Form 4 · accession 0001181431-15-007165
ZEBRA TECHNOLOGIES CORP · ZBRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim L Kaput
Officer — SVP, GC & Corporate Secretary
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000877212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF6 | May 15, 2015 | A | 2,440 | $108.20 | A | 20,962 | D | |
| Class A Common Stock | May 18, 2015 | A | 1,556 | $41.57 | A | 22,518 | D | |
| Class A Common Stock | May 18, 2015 | S | 1,556 | $109.75 | D | 20,962 | D | |
| Class A Common Stock | May 18, 2015 | A | 5,743 | $38.79 | A | 26,705 | D | |
| Class A Common Stock | May 18, 2015 | S | 5,743 | $109.75 | D | 20,962 | D | |
| Class A Common Stock | May 18, 2015 | A | 2,312 | $46.07 | A | 23,274 | D | |
| Class A Common Stock | May 18, 2015 | S | 2,312 | $109.75 | D | 20,962 | D | |
| Class A Common Stock | holding | — | — | — | 18,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $41.57 | May 18, 2015 | M | 2,504 | D | — | May 5, 2021 | Class A Common Stock | 2,504 | 0 | D |
| Stock Appreciation RightF2 | $38.79 | May 18, 2015 | M | 8,876 | D | — | Apr 30, 2022 | Class A Common Stock | 8,876 | 2,958 | D |
| Stock Appreciation RightF3 | $46.07 | May 18, 2015 | M | 3,982 | D | — | May 3, 2023 | Class A Common Stock | 7,965 | 3,983 | D |
| Stock Appreciation RightF5 | $108.20 | May 15, 2015 | A | 3,587 | A | — | May 15, 2025 | Class A Common Stock | 3,587 | 3,587 | D |
| Stock Appreciation RightF4 | $74.72 | holding | — | — | — | — | May 8, 2024 | Class A Common Stock | 4,406 | 4,406 | D |
Explanation of responses
- F1Of the stock appreciation right shares subject to this SAR, 2,503 shares vested on May 5, 2012, 2,503 shares vested on May 5, 2013, 2,503 shares vested on May 5, 2014 and 2,504 shares vest on May 5, 2015.
- F2Of the stock appreciation right shares subject to this SAR, 2,958 shares vested on April 30, 2013, 2,959 vested on April 30, 2014, 2,959 vest on April 30, 2015 and 2,959 vest on April 30, 2016.
- F3Of the stock appreciation right shares subject to this SAR, 1,991 shares vested on 5/3/2014, 1,991 shares vest on 5/3/2015, 1,991 shares vest on 5/3/2016 and 1,992 shares vest on 5/3/2017.
- F4Of the stock appreciation right shares subject to this SAR, 1,101 shares vest on May 8, 2015, 1,101 vest on May 8, 2016, 1,102 vest on May 8, 2017 and 1,102 vest on May 8, 2018.
- F5Of the stock appreciation right shares subject to this SAR, 896 shares vest on May 15, 2016, 897 vest on May 15, 2017, 897 vest on May 15, 2018 and 897 vest on May 15, 2019.
- F6Restricted shares that vest on May 15, 2018.