SEC Form 5 · accession 0001144204-19-005244
Stagwell Inc · STGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B. Doft
Officer — Chief Financial Officer
Period of report
Dec 31, 2018
Accepted (ET)
Feb 6, 2019 · 12:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF2,F1 | Aug 9, 2018 | G | 19,095 | $0.00 | D | 287,485 | D | |
| Class A Shares | holding | — | — | — | 1,500 | I | Held in a UTMA account for benefit of a child of the Reporting Person. | |
| Class A SharesF1 | holding | — | — | — | 306,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $6.60 | holding | — | — | — | Jan 31, 2020 | Jan 31, 2022 | Class A Shares | 50,000 | 50,000 | D |
Explanation of responses
- F1Includes Shares of unvested stock (Class A Shares) of the Issuer.
- F219,095 Class A Shares were donated to various charitable institutions by the Reporting Person on August 9, 2018.
- F3SAR's granted January 31, 2017 vest on the third anniversary of the grant date and expire on January 31, 2022. These SAR's may be settled in cash or stock at the discretion of the Issuer.