SEC Form 4 · accession 0001144204-16-083403
Stagwell Inc · STGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott L Kauffman
Officer — CEO · Director
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF2 | Feb 17, 2016 | A | 142,348 | $0.00 | A | 313,815 | D | |
| Class A SharesF1 | holding | — | — | — | 171,467 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.97 | holding | — | — | — | Apr 28, 2006 | Apr 28, 2016 | Class A Shares | 37,500 | 37,500 | D |
Explanation of responses
- F1Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.
- F2These restricted shares will vest based on the achievement by the Company of financial performance-based targets over the 3-year period commencing January 1, 2016 and ending December 31, 2018.