SEC Form 4 · accession 0001144204-15-027399
Stagwell Inc · STGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott L Kauffman
Director
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | May 1, 2015 | A | 3,570 | $0.00 | A | 71,467 | D | |
| Class A SharesF1 | holding | — | — | — | 67,897 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $5.97 | holding | — | — | — | Apr 28, 2006 | Apr 28, 2016 | Class A Shares | 37,500 | 37,500 | D |
Explanation of responses
- F1Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.
- F2Stock Options (previously granted on April 28, 2006) vest over five (5) years from the grant date: 20% (5,000 options) on the first anniversary of the grant date, an additional 20% on each of the next four (4) succeeding anniversaries of the grant date, and expire on the tenth anniversary of the grant date.