SEC Form 4 · accession 0001209191-18-058678
EZCORP INC · EZPW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Grimshaw
Officer — Chief Executive Officer
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-Voting Common Stock | Nov 13, 2018 | M | 259,319 | $9.12 | A | 621,969 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | M | 64,000 | $9.12 | A | 685,969 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | F | 63,145 | $9.12 | D | 622,824 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | F | 15,584 | $9.12 | D | 607,240 | D | |
| Class A Non-Voting Common StockF4 | Nov 13, 2018 | F | 24,350 | $9.12 | D | 582,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5 | $9.12 | Nov 13, 2018 | M | 259,319 | D | — | — | Class A Non-Voting Common Stock | 259,319 | 715,867 | D |
| Restricted Stock UnitsF5 | $9.12 | Nov 13, 2018 | M | 64,000 | D | — | — | Class A Non-Voting Common Stock | 64,000 | 651,867 | D |
| Restricted Stock UnitsF5 | $9.12 | Nov 13, 2018 | J | 64,830 | D | — | — | Class A Non-Voting Common Stock | 64,830 | 587,037 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.
- F3Represents shares withheld to cover tax liability associated with the vesting of restricted stock award.
- F4The Total Non-Derivative Securities Beneficially Owned includes 100,000 unvested Restricted Stock Awards.
- F5The units vested on November 13, 2018 after specified performance goals were achieved.
- F6These units were forfeited on November 13, 2018 due to failure to achieve performance goals.