SEC Form 4 · accession 0001209191-18-058677
EZCORP INC · EZPW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francisco Kuthy
Officer — General Manager - Empeno Facil
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 10:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-Voting Common Stock | Nov 13, 2018 | M | 39,256 | $9.12 | A | 47,116 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | M | 9,700 | $9.12 | A | 56,816 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | F | 13,701 | $9.12 | D | 43,115 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | F | 3,386 | $9.12 | D | 39,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $9.12 | Nov 13, 2018 | M | 39,256 | D | — | — | Class A Non-Voting Common Stock | 39,256 | 79,698 | D |
| Restricted Stock UnitsF3 | $9.12 | Nov 13, 2018 | M | 9,700 | D | — | — | Class A Non-Voting Common Stock | 9,700 | 69,998 | D |
| Restricted Stock UnitsF3 | $9.12 | Nov 13, 2018 | J | 9,814 | D | — | — | Class A Non-Voting Common Stock | 9,814 | 60,184 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.
- F3The units vested on November 13, 2018 after specified performance goals were achieved.
- F4These units were forfeited on November 13, 2018 due to failure to achieve performance goals.