SEC Form 4 · accession 0001209191-18-058675
EZCORP INC · EZPW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lachlan P Given
Director
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-Voting Common Stock | Nov 13, 2018 | M | 77,796 | $9.12 | A | 357,283 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | M | 19,200 | $9.12 | A | 376,483 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | F | 30,613 | $9.12 | D | 345,870 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | F | 7,556 | $9.12 | D | 383,314 | D | |
| Class A Non-Voting Common StockF4 | Nov 13, 2018 | F | 29,513 | $9.12 | D | 308,801 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5 | $9.12 | Nov 13, 2018 | M | 77,796 | D | — | — | Class A Non-Voting Common Stock | 77,796 | 214,760 | D |
| Restricted Stock UnitsF5 | $9.12 | Nov 13, 2018 | M | 19,200 | D | — | — | Class A Non-Voting Common Stock | 19,200 | 195,560 | D |
| Restricted Stock UnitsF5 | $9.12 | Nov 13, 2018 | J | 19,449 | D | — | — | Class A Non-Voting Common Stock | 19,449 | 176,111 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.
- F3Represents shares withheld to cover tax liability associated with the vesting of restricted stock award.
- F4The Total Non-Derivative Securities Beneficially Owned includes 75,000 unvested Restricted Stock Awards.
- F5The units vested on November 13, 2018 after specified performance goals were achieved.
- F6These units were forfeited on November 13, 2018 due to failure to achieve performance goals.