SEC Form 4 · accession 0001209191-18-058673
EZCORP INC · EZPW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L Rotunda
Officer — Chief Operating Officer
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 10:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-Voting Common Stock | Nov 13, 2018 | M | 71,313 | $9.12 | A | 825,760 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | M | 17,600 | $9.12 | A | 843,360 | D | |
| Class A Non-Voting Common Stock | Nov 13, 2018 | F | 26,636 | $9.12 | D | 816,724 | D | |
| Class A Non-Voting Common StockF3 | Nov 13, 2018 | F | 6,574 | $9.12 | D | 810,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $9.12 | Nov 13, 2018 | M | 71,313 | D | — | — | Class A Non-Voting Common Stock | 71,313 | 167,512 | D |
| Restricted Stock UnitsF4 | $9.12 | Nov 13, 2018 | M | 17,600 | D | — | — | Class A Non-Voting Common Stock | 17,600 | 149,912 | D |
| Restricted Stock UnitsF4 | $9.12 | Nov 13, 2018 | J | 17,828 | D | — | — | Class A Non-Voting Common Stock | 17,828 | 132,084 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.
- F3The Total Non-Derivative Securities Beneficially Owned includes 9,880 unvested Restricted Stock Awards.
- F4The units vested on November 13, 2018 after specified performance goals were achieved.
- F5These units were forfeited on November 13, 2018 due to failure to achieve performance goals.