SEC Form 4 · accession 0001209191-16-095387
EZCORP INC · EZPW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L Rotunda
Officer — President, North American Pawn
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Non-Voting Common Stock | Feb 1, 2016 | A | 9,880 | $3.12 | A | 746,853 | D | |
| Class A Non-Voting Common Stock | Feb 1, 2016 | A | 14,820 | $3.12 | A | 761,673 | D | |
| Class A Non-Voting Common StockF4 | Feb 1, 2016 | F | 1,613 | $3.12 | D | 760,060 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares vest over a six-year period in specified amounts if the per-share trading price achieves specified levels ranging from $15 to $80.
- F2One-third of these shares vested on February 1, 2016, one-third of these shares will vest on September 30, 2016 and one-third of these shares will vest on September 30, 2017.
- F3Represents shares withheld to cover tax liability associated with the vesting of restricted stock granted on February 1, 2016.
- F4The Total Non-Derivative Securities Beneficially Owned includes 27,760 unvested Restricted Stock Awards.