SEC Form 5 · accession 0001209191-15-041800
MONRO, INC. · MNRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Berenson
Director
Period of report
Mar 28, 2015
Accepted (ET)
May 12, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000876427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2014 | F | 15,100 | $52.15 | D | 7,159 | D | |
| Common Stock | Nov 20, 2014 | M | 10,000 | $35.18 | A | 17,159 | D | |
| Common Stock | Nov 20, 2014 | M | 9,799 | $44.46 | A | 26,958 | D | |
| Common Stock | Dec 4, 2014 | F | 200 | $55.05 | D | 26,758 | D | |
| Common Stock | Dec 4, 2014 | M | 201 | $44.46 | A | 26,959 | D | |
| Common Stock | Jan 9, 2015 | F | 11,450 | $57.00 | D | 15,509 | D | |
| Common Stock | Jan 9, 2015 | M | 10,260 | $26.64 | A | 25,769 | D | |
| Common Stock | Jan 9, 2015 | M | 10,000 | $35.57 | A | 35,769 | D | |
| Common Stock | Feb 27, 2015 | S | 30,000 | $63.902 | D | 6,292 | D | |
| HOLDINGS | holding | — | — | — | 22,259 | D | ||
| Common StockF4 | holding | — | — | — | 36,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $35.18 | Nov 20, 2014 | M | 10,000 | D | Aug 7, 2012 | Aug 6, 2017 | Common Stock | 10,000 | 10,000 | D |
| Options (Right to Buy) | $44.46 | Nov 20, 2014 | M | 9,799 | D | Aug 6, 2013 | Aug 5, 2018 | Common Stock | 9,799 | 10,000 | D |
| Options (Right to Buy) | $44.46 | Dec 4, 2014 | M | 201 | D | Aug 6, 2013 | Aug 5, 2018 | Common Stock | 201 | 201 | D |
| Options (Right to Buy) | $26.64 | Jan 9, 2015 | M | 10,260 | D | Aug 10, 2010 | Aug 9, 2015 | Common Stock | 10,260 | 10,260 | D |
| Options (Right to Buy) | $35.57 | Jan 9, 2015 | M | 10,000 | D | Aug 9, 2011 | Aug 8, 2016 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1As permitted pursuant to the terms of the 2007 Stock Option Plan, the reporting person delivered these shares to the Issuer in order to pay for the exercise of options reported on Tables I and II. The shares were valued at the closing price for the Issuer's stock on November 20, 2014, the date on which the reporting person exercised the options.
- F2As permitted pursuant to the terms of the 2007 Stock Option Plan, the reporting person delivered these shares to the Issuer in order to pay for the exercise of options reported on Tables I and II. The shares were valued at the closing price for the Issuer's stock on December 4, 2014, the date on which the reporting person exercised the options.
- F3As permitted pursuant to the terms of the 2007 Stock Option Plan, the reporting person delivered these shares to the Issuer in order to pay for the exercise of options reported on Tables I and II. The shares were valued at the closing price for the Issuer's stock on January 9, 2015, the date on which the reporting person exercised the options.
- F4Reporting Person identified a clerical error from February 2014, December 2014 and January 9, 2015 in which 72, 37 and 414, shares of the Issuer's stock were not reported in the number of securities beneficially owned. The Reporting Person has corrected the error with this filing.